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Financial Sector
Our lawyers have a wide range of practical experience in the financial sector from the perspective of several different financial service companies. We are familiar with the business, and the special legislation of the financial sector, and can help with all legal issues related to the financial sector. You can rely on our expertise in day-to-day legal matters as well as in larger projects.
Our clients include banks, insurance companies, investment firms, fund management companies, alternative fund managers and payment institutions.
Our services include:
Legal advice on banking, insurance, investment funds, alternative investment funds and investment services
.Registration and licensing projects and other administrative procedures
Organizing and managing the compliance function
Anti-money laundering, combating the financing of terrorism and KYC processes
Legal issues related to sustainable finance
Issues related to the application of payment institutions and payment services regulation
Training in financial regulation
Internal audit and control programmes
Contract law, in particular the drafting and interpretation of contracts relating to finance and investment
Legal issues related to market guarantee activities
Application of insider rules
FinTech and cryptocurrencies
Financial Compliance Services
Our comprehensive compliance services help you navigate the complex financial regulatory environment and identify business risks. Fondia's experienced and skilled compliance officers can either take over the entire compliance function or support an existing compliance function with a 'Compliance officer support' service. Our compliance services include:
Compliance risk assessment and action plan
Money laundering and terrorist financing risk assessment
The regulatory control programme and the control measures (including monitoring and inspections)
Sanction risk assessment
Developing/updating operating models, internal policies, guidelines and other documents
Advisory services
Regular training required by regulation
Reporting
Legal monitoring
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