Financial Services
Our lawyers support in financial regulation at all stages, from applying for the necessary permits to day-to-day business and compliance. We help our clients to develop their business, compliance & risk management processes holistically whilst considering the specifics of the financial sector and associated regulations. Our clients include banks, investment firms, management companies, alternative investment fund managers, crowdfunding intermediaries and payment institutions.
Our team combines financial law expertise with business understanding and experience.
Our lawyers have extensive practical experience in the financial sector, from the perspective of both the supervisory authority and the market actor. This ensures that we can provide business-oriented and practical advice to financial operators.
Commitment and business-savvy advisory
Our clients rely on our advice on a broad spectrum of regulatory and compliance matters. We give practical advice to clients across the financial services industry, both in large projects such as license applications, and new business ventures, as well as support with day-to-day operations.
We also regularly train our clients on topics such as anti-money laundering compliance, investor protection, personal transactions and marketplace regulation.
We advise our customers in:
Fully outsourced compliance function
Support for compliance
Regulatory authorizations and registrations and other regulatory processes
Alternative investment funds from establishment to the end of the fund’s life cycle
Internal audit
Other regulatory and compliance projects
